Payana Code of Ethics

Preamble

At Payana, we are dedicated to promoting the health and human rights of sexuality minorities with

unwavering commitment and compassion. Central to our mission is the recognition of every

individual's inherent dignity and worth, regardless of sexual orientation, gender identity, or

expression. As we strive to fulfill our vision of a world where all individuals are treated with equality

and respect, we recognize the importance of maintaining the highest ethical standards in all aspects

of our work.

Our Code of Ethics serves as a guiding framework, reflecting our values, principles, and aspirations as

an organization. It underscores our values of integrity, accountability, and social responsibility in

every endeavor. Through this code, we seek to ensure that our actions are aligned with the highest

standards of ethical conduct, fostering trust, transparency, and mutual respect within our

organization and the communities we serve. Further, we affirm our dedication to upholding the

rights, well-being, and dignity of sexuality minorities and all categories of individuals entrusted to

our care.

Through our collective commitment to ethical excellence, we reaffirm our vision of a world where

every individual can live freely, authentically, and without fear of discrimination or prejudice.

Scope

This Code of Ethics policy applies to all individuals affiliated with Payana, including members of the

governing body, management, staff, volunteers, interns, consultants, and partners. It serves as a

guiding framework for ethical conduct, binding all associated with Payana to uphold the

organization's core values and principles in every aspect of their work.

For further clarity, the individuals /organisations associated with Payana (“Associate” for short) in

any way are categorized as follows:

1. Governance and management are all members of the Board of Directors, General Body or any

other committee or sub-group created for any purpose

2. Staff and Consultants are all those who have an employment/consultancy contract with Payana

3. Volunteers are all those who volunteer their time and contribute to the mission and objectives of

Payana on a voluntary basis and without any financial benefit

Aim/Purpose:

A code of ethics provides guidance on the organization's principles, values, and expected conduct for

all individuals associated with the organization, including staff, volunteers, and partners. The aim of

this Code of Ethics is to establish clear guidelines and expectations for ethical behavior among all

members of the Payana community, ensuring alignment with the organization's values and mission.

This policy aims to foster a culture of integrity, respect, and accountability, promoting the well-being

and rights of sexuality minorities while upholding the highest standards of ethical conduct in all

activities and interactions.

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What the Policy Seeks to Do:

All Associates of Payana must be lawful and honest in relation to the production of any outputs or

deliverables in the course of their work. This applies to and includes any research work, outputs,

deliverables, communications, applications for funding, the generation and analysis of data,

publishing results, and acknowledging contributions by colleagues, collaborators and others.

This policy seeks to ensure that all associates of Payana uphold the principles of legality and honesty

in every aspect of their work, encompassing research, communication, data analysis, and

collaboration, thereby fostering trust, integrity, and credibility in our endeavors.

The principles guiding our Code of Ethics and Conduct:

1. Integrity, Honesty, Accountability and Responsibility: We shall conduct ourselves with honesty,

transparency, and integrity in all interactions, both internal and external. Payana expects every

Associate to demonstrate professional conduct and behavior par excellence, including respect,

integrity, honesty, and accountability in all interactions with clients, colleagues, and stakeholders.

We shall take responsibility for our actions and decisions, and are accountable to our stakeholders,

including beneficiaries, donors, and the wider community.

2. Respect for Diversity: We shall value and respect the diversity of individuals, communities, and

cultures, and strive to promote inclusivity in all our activities. Payana affirms our organization's

commitment to upholding the human rights of all individuals, regardless of sexual orientation,

gender identity, or expression.

3. Cultural Competency: Payana encourages all Associates to demonstrate high cultural sensitivity

and competency in serving diverse populations within the sexuality minority community, recognizing

intersecting identities and experiences.

4. Professionalism and Excellence as our Commitment to Beneficiaries: We shall prioritize the well-

being and rights of the communities and individuals we serve, ensuring their voices are heard and

their needs are addressed with dignity and respect. We shall uphold professional standards of

excellence in all aspects of our work, continuously striving for quality, innovation, and efficiency.

5. Conflict of Interest: We shall avoid conflicts of interest and act impartially in the best interests of

our organization and the communities we serve. All Associates are encouraged to maintain

appropriate boundaries with each other and in their work-life balance; and to avoid conflicts of

interest or dual relationships which could compromise the well-being or rights of individuals served

by the organization. Refer to Payana’s Confidentiality and Privacy Policy for additional information.

6. Confidentiality and Privacy: We shall respect the confidentiality and privacy of individuals and

organizations with whom we work, ensuring that sensitive information is handled with care and

discretion. Payana upholds the value of maintaining confidentiality and respecting the privacy of

individuals seeking services, especially in sensitive matters related to sexual orientation, gender

identity, HIV status or any other identifier characteristic. Refer to Payana’s Confidentiality and

Privacy Policy for additional information.

7. Continuous Learning and Improvement: We shall embrace a culture of learning and reflection,

continuously seeking to improve our knowledge, skills, and practices to better serve our mission and

objectives. At the same time, persons responsible for conducting research shall take necessary steps

as may be practicable for conducting research in a safe and healthy environment.

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8. Zero Tolerance for Discrimination and Harassment: We shall maintain a zero-tolerance policy

towards discrimination, harassment, and any form of exploitation or abuse, promoting a safe and

inclusive environment for all. Payana prohibits discrimination based on sexual orientation, gender

identity, or any other characteristic protected by law or human rights standards.

9. Adherence to Laws and Regulations: We shall comply with all relevant laws, regulations, and

international standards governing our work, ensuring legal and ethical compliance in all our

activities.

Code of Ethics on Research Components

Payana is an evolving community, with a diversity of development projects, thematic areas, domain

interests and covering myriad subject matters. Payana upholds the highest ethical standards that

govern the conduct of all human resources associated with the Organisation in its area of

operations.

Currently, Payana lacks a research component in its interventions. However, the Board of Directors

at its discretion shall ensure that a Research Ethics policy is in place prior to implementing any such

projects, assignments or interventions under the category of research (for ex., social sciences,

humanities, engineering and technology, health, education, culture, business and any inter-

disciplinary research etc). Until such time that a full-fledged policy document on research ethics is in

place, the following guideline shall be diligently followed for any intents and purposes.

This document is therefore meant as a set of overarching guiding principles which align with the

ethos embodied by Payana. Furthermore, the policy regulates all research which involves human

subjects, and an Ethics Review Board (until created which shall be fulfilled by the Board of Directors)

shall address all research related ethical concerns arising out of the engagement with human

subjects.

This Code of Ethics and Conduct applies to all of Payana human resources (HR) including staff,

volunteers, consultants, and advisors who may at one time or another represent the organization to

third parties. All such HR associated with Payana are entrusted with upholding the utmost standards

of rigor and integrity in all organizational endeavors. It sets the standard for excellence and ethical

conduct in all organizational activities. This code extends to all members of the Payana community,

regardless of affiliation or location - whether working on Payana premises or elsewhere.

Context

In addition to Payana's internal policies, it's important to acknowledge that various funding sources

may impose their own guidelines and conditions on the projects they support. These conditions may

involve maintaining confidentiality, adhering to professional codes of conduct, or obtaining

necessary qualifications or accreditations which support best practices in the upholding of ethical

practices. As Payana engages in developmental activities related to the health and human rights of

the sexuality minority community, it is essential for all team members to stay informed about

evolving practices and to uphold the highest standards of ethical conduct. Payana's leadership

(Board of Directors) periodically reviews and updates this policy in alignment with the organization's

mission and evolving best practices in the field.

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All Human Resources of Payana must be lawful and honest in relation to the production of any

outputs or deliverables in the course of their work. This applies to and includes any research work,

outputs, deliverables, communications, applications for funding, the generation and analysis of data,

publishing results, and acknowledging contributions by colleagues, collaborators and others.

Payana shall interpret and report data and findings of any study or research honestly, objectively,

and accurately, without bias. Payana cherishes principles of truthfulness, compassion, dignity,

pluralism, pluri-versalism, professionalism and equality for all its members. Payana shall therefore

strive to create an environment which is accessible, inclusive, and equal for all those involved.

Informed Consent and Protection in Research

Informed consent is vital to ensuring voluntary participation in research, free from coercion or harm.

Payana is committed to upholding ethical standards in research, particularly regarding the consent

process and the protection of vulnerable populations.

Payana ensures that all individuals provide informed consent for participation in research or

advocacy initiatives. Consent, whether written or oral, is obtained from research subjects, especially

children, and individuals being interviewed, photographed, or recorded for any purpose.

Consent Process

Research involving human subjects requires free and informed consent prior to data collection.

Participants are informed of the research scope, nature, purpose, and potential risks. Information is

provided clearly and concisely, in a language comfortable to the participant. Participants have the

right to refuse participation at any point.

Protection of Vulnerable Populations

Special consideration is given to vulnerable groups, including incarcerated individuals and

marginalized communities. Researchers minimize risks and ensure participants are not harmed

physically, mentally, or emotionally. Additional training is provided to staff involved in research with

vulnerable populations.

Protection of Children and Persons with Diminished Capacities

When involving children or individuals unable to provide informed consent, consent is obtained from

parents or legal guardians. Participants and their guardians are informed of the research's purpose

and potential impact. Researchers undergo relevant training to ensure responsible conduct in

research involving children and vulnerable populations.

Data Protection and data sharing:

Researchers should ensure that data is collected in a manner which is consistent with acceptable

best ethical practices, prevailing laws and policy guidelines in India and relevant policies of data

protection and sharing. Researchers must ensure that the data collected is kept confidential and the

integrity of the data is not compromised. Reasonable measures must be taken to ensure that all data

whether digital or non-digital data, are securely stored.

Personally identifiable data must be anonymised/ pseudonymised, and researchers should ensure

that the privacy of respondents is maintained, whether in the storing or sharing of data. All the

relevant data relating to the research, including, but not limited to prior informed consent, curated

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data, tools and notes collected as part of the study, shall be maintained by the researcher for at least

three years from the date of completion of the study. For more information refer to Payana’s IT

Policy.

Violations to the Code of Ethics

A general description of violations to the Code of Ethics has been given below as an illustration with

an example provided under each. This is a non-exhaustive list. The following, if proven, amount to

misconduct and will result in serious disciplinary action against concerned personnel:

 Conflicts of Interest:

1. Violation: Engaging in activities or decisions that benefit personal interests over

organizational goals, leading to misuse, loss of value, biased advocacy or allocation of

resources.

Example: Accepting bribes or other forms of incentives from anyone in exchange for grant of

Purchase or promotion of self-interest.

 Lack of Transparency:

2. Violation: Withholding information or misleading stakeholders about organizational

activities, finances, or outcomes.

Example: Failing to disclose funding sources for advocacy campaigns, compromising the

credibility and integrity of the organization's message.

 Misuse of Resources:

3. Violation: Diverting organizational resources, including funds, equipment, or personnel, for

personal gain or unauthorized purposes.

Example: Using funds earmarked for programs towards unsecured personal loans, personal

purchases, self-gratification, finance unsanctioned staff retreats or other personal expenses.

 Ethical Conduct in Research:

4. Violation: Failing to obtain informed consent from research participants, manipulating data,

misrepresenting research findings and plagiarism

Example: Publishing false case studies, falsifying medical records, publishing without proper

consent or fabricating research results, deception or falsification of results or fabrication to

secure funding or with the intention to advance a particular agenda.

 Discrimination and Bias:

5. Violation: Discriminating against individuals or communities based on race, ethnicity,

gender, sexual orientation, disability, or other factors.

Example: Providing unequal access to healthcare services based on social or economic

status, perpetuating systemic inequalities.

 Violation of Privacy and Confidentiality:

6. Violation: Breaching confidentiality agreements or sharing sensitive information without

consent, compromising the privacy rights of individuals.

Example: Disclosing personal health information of clients or beneficiaries without their

permission, leading to stigma or discrimination.

 Compromising Human Rights:

7. Violation: Engaging in activities which undermine the rights, dignity, or autonomy of

individuals or communities.

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Example: Coercing individuals to participate in health interventions or advocacy campaigns

against their will, violating their right to self-determination.

 Inadequate Governance and Oversight:

8. Violation: Failing to establish effective governance structures, policies, and accountability

mechanisms to prevent misconduct or address ethical breaches.

Example: Allowing unchecked power dynamics within the organization, leading to abuse of

authority or exploitation of vulnerable populations.

 Misleading, misrepresenting or impersonation

9. Violation: Engaging in activities which are intended to mislead, misrepresent or pretending

to represent the organization while falsely deceiving others

 Example: Claiming to be Payana’s official representative or providing false information about

oneself. Presenting work accomplished as part of one project as progress in another project.

Punishment and Penalties for Violations to the Code of Ethics and Conduct

The prescribed punishment for violations of ethics and codes of conduct shall vary on a case to case

basis depending on specific circumstances and the laws or regulations governing the situation. In

many cases, as ethical violations are not explicitly covered by statute or law, yet they shall have

consequences within the context of employment contracts, professional codes of conduct, or

organizational policies.

In the context of Payana, violations of ethical standards shall result in disciplinary action which may

range from simple warnings and/or fines, or mandatory ethics training to more progressive penal

actions such as reprimands, suspensions, demotions or transfers in case such situations permit.

Termination of employment of employee or cancellation of contract in case of consultants shall also

be considered in case any partner organization submits a complaint to the management of Payana in

writing and thereby, the allegations therein made are proved to be serious in nature.

In circumstances where Partner/ Donor Agencies explicitly request the omission of a particular

employee/ consultant or Associate of Payana from future interactions which may thereby impinge

on a cordial relationship between such Partner/ Donor and Payana, the Organisation shall have no

other option than to terminate the continuance of a working relationship with such employee/

consultant forthwith. The sanctions thereby imposed by such Partner/ Donor agency shall have an

over-riding effect on all existing contracts of employment or consultancy.

In some cases, certain types of ethical misconduct may also constitute violations of laws or

regulations governing fraud, deception, conflicts of interest, or other related offenses. In such

instances, individuals or organizations may face legal penalties, including fines, civil lawsuits, or

criminal charges, depending on the severity of the violation and applicable legal provisions. Payana

may also initiative proceedings to recover losses or costs which may include costs of litigation or

penal action from the individual or organization.

Overall, while violations of ethics and moral codes of conduct may not always result in legal

consequences, they can have serious implications for individuals and organizations in terms of

reputation, credibility, and professional standing. It is therefore important for individuals and

organizations to adhere to ethical standards and to address any instances of misconduct promptly

and effectively.